Compliance into the Weeds, Report from TEC 2017

September 20, 2017

Topics of this week's episode:


  • Tom Fox and Matt Kelly discuss some of the hot topics at the conference including possible repeal or modification of SOX sections 404 and 302.
  • Consider how internal controls around financial reporting intersect with compliance internal controls and how SOX reporting has elevated effective compliance internal controls as required under the FCPA.
  • Discuss document and information security and the concept of a single source of truth.
  • Take a deep dive into the subject in the areas of audit trails for documentation in an FCPA investigation and in the upcoming SEC requirements around CEO Pay Ratio Reporting.

  • For the latest information and news, visit The Workiva Newsroom.

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